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Exam Code: Series63

Exam Name: Uniform Securities Agent State Law Examination

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Series63 Reliable Study Questions Free Download Total Q&A: 250 Questions and Answers

Last Update: 2017-03-21

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Exam Code: Series7

Exam Name: General Securities Representative Examination (GS)

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Series7 Guaranteed Passing Total Q&A: 400 Questions and Answers

Last Update: 2017-03-21

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The Series 7 is a six-hour exam.[2] It is held in two three-hour sessions. There are 260 questions on the test, 250 of which count toward the final score. Candidates have to score at least 72 percent to pass.

The Series 7 exam tests candidates on five functions.[2]

Test Breakdown by Function Number of Questions Percentage of Test Questions
Seeks Business for the Broker-Dealer through Customers and Potential Customers 68 27%
Evaluates Customers' Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives 27 11%
Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records 27 11%
Provides Customers with Information on Investments and Makes Suitable Recommendations 70 28%
Obtains and Verifies Customer's Purchase and Sales Instructions, Enters Orders, and Follows Up 58 23%
In order to take the exam, an individual must be sponsored by a member firm of either FINRA or a self-regulatory organization (SRO).[3]